Mutual Security Act - PDFSEARCH.IO - Document Search Engine

Mutual Security Act
Results: 288

#	Item
161	Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the Peritus High Yield ETF Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-19 09:37:02 Funds Collective investment schemes Financial services Financial markets NYSE Arca Exchange-traded fund Security Mutual fund Securities Exchange Act Financial economics Investment Finance
162	CASH MANAGEMENT PLAN Pages 1 – 5 INVESTMENT POLICY Pages 6 – 13 Add to Reading List Source URL: imageserv11.team-logic.com Language: English - Date: 2014-01-28 13:19:50 Funds Collective investment schemes Financial services Money market fund Investment Advisers Act Mutual fund Security Financial adviser ING Group Financial economics Investment Finance
163	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 29, 2011 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing a Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-30 09:02:27 Funds Financial services Collective investment schemes Institutional investors Mutual fund Exchange-traded fund Security Securities Exchange Act Bond Financial economics Investment Finance
164	Comments on Mutual Fund Redemption Fees Release No. IC[removed]File No. S7[removed]Submitted electronically [removed] April 10, 2006 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-04-13 11:12:16 Collective investment schemes Institutional investors Internal Revenue Code Employee Retirement Income Security Act 401 Mutual fund Pension Financial economics Investment Financial services
165	Order Granting Approval of Proposed Rule Change to List and Trade Shares of the iShares Sovereign Screened Global Bond Fund Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-11 09:40:03 Financial services Collective investment schemes Institutional investors Mutual fund Investment Advisers Act Open-end fund Money market fund Security Financial adviser Financial economics Investment Funds
166	Microsoft Word - redemption fee comment letter1.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-04-13 10:59:39 Collective investment schemes Institutional investors Employment compensation Employee Retirement Income Security Act Mutual fund Pension Security Fiduciary Securities and Exchange Commission Financial economics Investment Financial services
167	Notice of Filing of a Proposed Rule Change Relating to Listing of the Peritus High Yield ETF Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-06 15:14:42 Funds Financial services Collective investment schemes Stock market Exchange-traded fund Security Mutual fund Securities and Exchange Commission Securities Act Financial economics Investment Finance
168	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]June 3, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Tradin Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-04 10:22:54 Financial services Collective investment schemes Institutional investors Exchange-traded fund Mutual fund Net asset value Security Investment Advisers Act Financial adviser Financial economics Investment Funds
169	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-05 16:56:50 73rd United States Congress United States Securities and Exchange Commission United States securities law Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Security Securities Act Mutual fund Securities Exchange Act Financial economics Investment Finance
170	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Direxion Shares ETF Trust, et al.; Notice of Application April 3, 2014 Agency: Securities and Exchange Commission (“Commission” Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-04 11:37:06 Funds Financial services Financial markets Collective investment schemes Exchange-traded fund Security Mutual fund Net asset value Bond Financial economics Investment Finance

UPDATE